Authors

  • Adolat Settiyeva
    Lecturer, Tashkent State University of Law. Tashkent, Uzbekistan

DOI:

https://doi.org/10.71337/inlibrary.uz.ijpse.135475

Keywords:

precious metals precious stones civil law regulation property rights constitutional law mining rights contractual obligations state control entrepreneurship legal relationships Uzbekistan legislation natural resources

Abstract

This study examines relationships related to precious stones and precious metals as objects of civil law regulation within the legal framework of the Republic of Uzbekistan. The research addresses the gap in national jurisprudence regarding the comprehensive study of civil-legal regulation of precious stones and metals in their natural state, moving beyond traditional focus on secondary market regulation and illegal circulation prevention. The analysis begins with constitutional foundations, particularly Article 68 of the Uzbekistan Constitution, which establishes underground resources as national wealth under state protection while emphasizing rational utilization. The study traces recent legislative developments, including Presidential Decree PQ-4030 of 2018, which legalized precious metals extraction through prospecting methods as entrepreneurship, addressing previous criminogenic situations arising from unregulated extraction activities. The study identifies three primary categories of civil-legal relationships: organizational relationships regarding land use rights for extraction activities, delivery relationships between prospectors and authorized purchasers, and liability relationships for regulatory violations.

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RELATIONSHIPS RELATED TO PRECIOUS STONES AND PRECIOUS METALS AS

AN OBJECT OF CIVIL LAW REGULATION IN UZBEKISTAN

Adolat Settiyeva Faxriddin qizi

Lecturer, Tashkent State University of Law.

Tashkent, Uzbekistan

Email: adolatsettiyeva@gmail.com

Abstract:

This study examines relationships related to precious stones and precious metals as objects

of civil law regulation within the legal framework of the Republic of Uzbekistan. The research

addresses the gap in national jurisprudence regarding the comprehensive study of civil-legal

regulation of precious stones and metals in their natural state, moving beyond traditional focus on

secondary market regulation and illegal circulation prevention.

The analysis begins with constitutional foundations, particularly Article 68 of the Uzbekistan

Constitution, which establishes underground resources as national wealth under state protection

while emphasizing rational utilization. The study traces recent legislative developments, including

Presidential Decree PQ-4030 of 2018, which legalized precious metals extraction through

prospecting methods as entrepreneurship, addressing previous criminogenic situations arising from

unregulated extraction activities. The study identifies three primary categories of civil-legal

relationships: organizational relationships regarding land use rights for extraction activities, delivery

relationships between prospectors and authorized purchasers, and liability relationships for regulatory

violations.

Keywords:

precious metals, precious stones, civil law regulation, property rights, constitutional law,

mining rights, contractual obligations, state control, entrepreneurship, legal relationships, Uzbekistan

legislation, natural resources

In national jurisprudence, relationships related to precious stones and precious metals in their natural,

pure state and issues of regulating these objects as subjects of civil law have not been extensively and

comprehensively studied. In most cases, relationships related to precious stones and precious metals

have been studied by legal scholars in terms of regulating their circulation in secondary markets,

preventing or restricting their illegal circulation, protecting consumer rights, preventing product

counterfeiting, and similar topics.

In international practice, most specialized research has also been devoted to preventing illegal

circulation of precious items in secondary markets and reducing criminal-legal and criminalistic

situations related to them, which indicates the need to study the civil-legal regulation aspect of

relationships related to precious stones and precious metals.

Furthermore, according to Article 68 of the Constitution of the Republic of Uzbekistan, our

fundamental law states that land, underground resources, water, flora and fauna, and other natural

resources are national wealth, their rational use is necessary, and they are under state protection.

In this constitutional norm being explained, it is necessary to pay attention to the fact that mineral

resources and their components, including precious stones and metals, are considered absolute

property of the state. At the same time, this norm emphasizes the necessity of rational use of this

category of natural resources in forms and procedures established by legislation.

This constitutional norm expresses the "people's property" concept enshrined in legislation on

mineral resources and serves to justify the state's right to manage resources (specifically through

licensing, notification, and permit systems).


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Based on current rapidly developing market economy conditions, Uzbekistan has also begun reforms

aimed at slightly deviating from traditional established regulation in the field, actively participating in

international relations, liberalizing the domestic market, and improving national legislation regulating

the circulation of precious metals and precious stones. Examples include clarifying the boundaries of

restrictions on precious metals circulation, expanding the circle of civil-legal circulation participants

in the field, and implementing liberalization policies regarding licensing issues and others.

Additionally, as indicated in the "Development Strategy of New Uzbekistan for 2022-2026," it can

be noted that every person is guaranteed to enjoy rights and interests created by free civil society.

Also, during the past 6-7 years in our country's history, attention began to be paid at the government

level to developing precious metals extraction through prospecting methods as a type of

entrepreneurship, ensuring employment, efficiently developing surface land plots, and increasing

gold and jewelry production, and legal mechanisms were created for ordinary physical and legal

entities to engage in non-industrial metal extraction.

Accordingly, in 2018, Presidential Decree No. PQ-4030 "On measures to create conditions for

implementing precious metals extraction activities through prospecting methods" was adopted to

develop precious metals extraction through prospecting as entrepreneurship, ensure employment,

efficiently develop surface land plots, and increase gold and jewelry production. The adoption of this

single normative-legal document alone made the regulation of relationships in field activities,

particularly price determination of extracted precious metals, their purchase, accounting, storage, and

sale, a pressing issue for today's jurisprudence.

Therefore, studying relationships related to precious stones and precious metals as objects of civil-

legal regulation is very important. It is expedient to study practical and theoretical problems of

regulating civil-legal relationships related to precious stones and precious metals to regulate social

relationships arising in this field through civil-legal methods and means, and to implement

guarantees for civil law subjects to enjoy rights and interests created by free civil society.

Achievements from conducting research can create grounds for filling existing scientific-theoretical,

normative-legal, and practical gaps.

Before expressing opinions about relationships related to precious stones and precious metals being

objects of civil-legal regulation, it is expedient to briefly discuss the content of the concept of legal

regulation.

According to the National Legal Portal and Legal Encyclopedia of the Republic of Uzbekistan, legal

regulation is targeted influence on people's behavior and social relationships through legal means

(legal norms, legal relationships, individual instructions, etc.). That is, relationships between parties

entering into relationships such as price determination of extracted precious metals and stones, their

purchase, accounting, storage, and sale are formed based on civil-legal contracts, which, firstly,

expresses the behavior of these relationship participants, and secondly, means that subjects legally

operating in the field increase by one more as a result of this relationship. In both cases, since

contracts exist, these relationships are regulated within the scope of civil law. From the above

example, it can be understood that relationships related to selling extracted precious stones and

metals are objects of civil-legal regulation.

Legal regulation has its methods, which are divided into two types: First, authoritarian method - a

method of exerting authoritative-imperative influence on social relationship subjects regulated by

legal norms; Second, autonomous method - a method of regulating relationships between mutually

equal participants, which gives parties the right to resolve issues related to their mutual relationships

regulated by legal norms themselves.

It should be emphasized that social relationships related to selling extracted precious stones and

metals are managed by both authoritarian and autonomous methods of legal regulation. Because


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social relationships in this field arise through party equality and entry into relationships based on

desire and will, and are regulated based on stages established in legislation. At the same time, the

government can also give instructions about which subjects extracted precious products can be sold

to. For example, prospectors can sell to legal entities or individual entrepreneurs licensed to produce

jewelry items.

Accordingly, Article 2 of the Civil Code establishes relevant norms about relationships regulated by

civil legislation: "civil legislation determines the legal status of civil circulation participants,

foundations for the emergence of property rights and other real rights, intellectual activity result

rights, and their implementation procedures, regulates contractual obligations and other obligations,

as well as other property and related personal non-property relationships."

O. Oqyulov, considering that organizational-legal relationships are part of civil law, writes:

sometimes such relationships arise between subjects that, by their nature, are neither property nor

personal non-property. This refers to civil-legal relationship participants entering into organizational

relationships for forming certain structures (establishing legal entities, forming legal entity unions,

joint non-profit cooperation).

According to the above rule, relationships related to precious stones and metals express specific

property and organizational relationships. In regulating social relationships arising in precious stones

and metals circulation, the civil law field has special significance alongside other areas of law -

administrative, environmental, land, tax, and labor law. It must be acknowledged that while price

determination, purchase, or storage condition establishment of precious metals and stones manifests

as specific property relationships, work carried out by organizations in the precious metals and stones

field (State Hallmarking Chamber under the Ministry of Finance, State Committee for Geology and

Mineral Resources, Central Bank, Almalyk and Navoi mining complexes, etc.) creates organizational

relationships. In this case, relationships arising from precious metals and stones circulation become

objects of civil-legal regulation.

First, when does delivery of precious metals by persons owning precious metals through prospecting

begin? - When an agreement is reached between a person owning precious metals through

prospecting and one of the subjects legally permitted to purchase precious metals. According to this

contract, the subject authorized to receive precious metals pays for precious metals or stones

delivered in proper order and meeting established requirements. Here it can be seen that as a type of

purchase-sale contract, the precious metals sale contract determines parties' behavior. That is, seller

and buyer subjects fulfill their contractual rights and obligations based on contract conditions

(obligations to deliver gold obtained through prospecting and payments corresponding to delivered

gold value). This described situation indicates that precious stones and metals circulation as an object

of civil-legal regulation represents property relationships.

As emphasized above, according to Article 68 of the Constitution of the Republic of Uzbekistan,

"Land, underground resources, water, flora and fauna, and other natural reserves are national wealth,

their rational use is necessary, and they are under state protection." Essentially, the concept of

"natural reserves" in this norm includes precious materials. According to Article 169 of the current

Civil Code, "natural resources are also objects of property rights." Also, according to the first part of

Article 214 of the Civil Code, "natural wealth is republic property."

Entering relationships related to precious stones and metals circulation is a constitutional duty of both

citizens and the state. According to Article 2 of the Civil Code, citizens, legal entities, and the state

are participants in relationships regulated by civil legislation.

Next, the main limitation of precious stones and metals circulation is the state's preferential right to

purchase valuables. However, this right should not be viewed as a preferential purchase right in civil-


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legal sense. In civil law, preferential rights do not limit property owners' freedom to choose methods

of property use.

Based on the above, precious stones and metals circulation as an object of civil-legal regulation can

be grouped as follows:

1.

Organizational relationships regarding physical and legal entities' use of special land plots

allocated for precious metals extraction;

2.

Relationships regarding delivery to subjects legally permitted to purchase precious metals,

i.e., delivery and storage of mineral wealth by prospectors;

3.

Relationships regarding establishing legal liability for violating established legal procedures

related to precious stones and metals circulation.

The precious stones and metals circulation process is complex and encompasses numerous

organizational relationships. These relationships are reflected in the Civil Code of the Republic of

Uzbekistan, "Law on Land Resources," "Law on Precious Metals and Precious Stones," "Law on

Currency Regulation," "Law on Nature Protection," and other special normative-legal documents

regulating the field.

Organizational relationships regarding organizing physical and legal entities' activities using land

plots containing precious metals and providing services by authorized state bodies include:

1.

Implementing legally established conditions for obtaining permits for land use rights in

precious metals extraction through prospecting, including: a) Organizing auctions for land use rights

for precious metals extraction through prospecting; b) Obtaining permits through "E-AUCTION"

electronic trading platform auction results and conducting mining work through the "License"

information system in legally established procedures;

2.

Fulfilling technical requirements for precious metals extraction through prospecting,

including: a) Compliance with land use conditions, including permitted methods and means of

precious metals extraction through prospecting, and requirements for equipment and technology used;

3.

Price determination, purchase, accounting, storage, and other legally permitted methods of

selling obtained precious materials within legally established timeframes and conditions;

4.

After termination of land use rights for precious metals extraction through prospecting, land

users' obligation to recultivate land plots and prepare them for future use.

References:

1.

Constitution of the Republic of Uzbekistan, Article 68. (National Database of Legislation,

01.05.2023, No. 03/23/837/0241)

https://lex.uz/uz/docs/-6445145

. Civil Code of the Republic of

Uzbekistan.

2.

Decree of the President of the Republic of Uzbekistan No. PF-60 dated January 28, 2022 "On

the Development Strategy of New Uzbekistan for 2022–2026"//

https://lex.uz/docs/5841063

.

3.

Decree of the President of the Republic of Uzbekistan No. F-5464 dated 05.04.2019

https://lex.uz/docs/-4272621

.

4.

Law of the Republic of Uzbekistan No. O'RQ-683 dated April 21, 2021 – National Database of

Legislation, 21.04.2021, No. 03/21/683/0375).

5.

Commentary on the Civil Code of the Republic of Uzbekistan, Second Part, approved by Law

No. 256-I of the Republic of Uzbekistan dated August 29, 1996.

6.

Law of the Republic of Uzbekistan "On Precious Metals and Precious Stones."

https://lex.uz/uz/docs/-5595448

(National Database of Legislation, 24.08.2021, No. 03/21/710/0815;

07.02.2025, No. 03/25/1025/0116; 18.04.2025, No. 03/25/1058/0355; 18.04.2025, No.

03/25/1059/0357)


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7.

Decree of the President of the Republic of Uzbekistan No. 5464 dated April 5, 2019 // National

Database of Legal Documents. – 2019 – No. 08/19/5464/2891 // URL:

https://www.lex.uz/docs/-

4272621

8.

Commentary on the Civil Code of the Republic of Uzbekistan. Volume 1 (First Part) Ministry

of Justice. – T.: "Vector-Press", 2010.– P.61.–(Professional (qualified) commentaries).

9.

Law of the Republic of Uzbekistan "On Land Resources",

https://lex.uz/docs/-7182161

.

(National Database of Legislation, 01.11.2024, No. 03/24/987/0873)

10.

Law of the Republic of Uzbekistan "On Nature Protection", (Bulletin of the Supreme Council

of the Republic of Uzbekistan, 1993, No. 1, Article 38; Bulletin of the Supreme Assembly of the

Republic of Uzbekistan, 1995, No. 6.

11.

Law of the Republic of Uzbekistan "On Currency Regulation." Article 1

https://lex.uz/uz/docs/-81499

. (Bulletin of the Supreme Council of the Republic of Uzbekistan, 1993,

No. 5, Article 225; 1994, No. 11-12, Article 285)

Textbooks and Legal Literature

1.

Zokirov I.B. Civil Law: Textbook. Part I. T., 2006. TSLI, p. 47., Civil Law: Textbook. Part

2./Ed. by A.P.Sergeev, Yu.K.Tolstoy. M., 2003. P. 90.

2.

Shinger D.O. Precious stones and precious metals as objects of civil law. Dissertation for the

degree of Candidate of Legal Sciences. P. 35. Moscow-2013.

3.

Popova, S. I. (2023). Liability in transactions with precious metals. Journal of Civil Law, 4(60),

41–49.

4.

Fedorov Alexander Yurievich. Precious metals as objects of civil legal relations under the

legislation of the Russian Federation. P. 98-100, Dissertation for the degree of Candidate of Legal

Sciences.

5.

Hilson, M., & Humphreys, B. (2021). Legal infrastructure of the EU precious metals market.

European Journal of Commercial Law, 33(1), 77–94.

6.

Collection of main normative-legal acts of the Russian Federation on precious metals and

precious stones / Popov V.I., Osipova S.V. Yakutsk: PNUL Mineral, 1996.

Dissertations and Abstracts

7.

Abalov A.E. Gold market and bank operations with precious metals: Dissertation for Candidate

of Economic Sciences degree. SPb., 2000.

8.

Brazhnikov G.N. Criminal liability for violation of currency operations rules: Dissertation for

Candidate of Legal Sciences degree. Kharkov, 1982.

9.

Nadiradze G.R. Criminal liability for violation of currency operations rules under current

Soviet legislation: Dissertation for Candidate of Legal Sciences degree. Tbilisi, 1966.

10.

Popova S.I. Civil-legal regulation of transactions with precious metals: Abstract of dissertation

for Candidate of Legal Sciences degree. M., 2002.

References

Constitution of the Republic of Uzbekistan, Article 68. (National Database of Legislation, 01.05.2023, No. 03/23/837/0241) https://lex.uz/uz/docs/-6445145. Civil Code of the Republic of Uzbekistan.

Decree of the President of the Republic of Uzbekistan No. PF-60 dated January 28, 2022 "On the Development Strategy of New Uzbekistan for 2022–2026"//https://lex.uz/docs/5841063.

Decree of the President of the Republic of Uzbekistan No. F-5464 dated 05.04.2019 https://lex.uz/docs/-4272621.

Law of the Republic of Uzbekistan No. O'RQ-683 dated April 21, 2021 – National Database of Legislation, 21.04.2021, No. 03/21/683/0375).

Commentary on the Civil Code of the Republic of Uzbekistan, Second Part, approved by Law No. 256-I of the Republic of Uzbekistan dated August 29, 1996.

Law of the Republic of Uzbekistan "On Precious Metals and Precious Stones." https://lex.uz/uz/docs/-5595448 (National Database of Legislation, 24.08.2021, No. 03/21/710/0815; 07.02.2025, No. 03/25/1025/0116; 18.04.2025, No. 03/25/1058/0355; 18.04.2025, No. 03/25/1059/0357)

Decree of the President of the Republic of Uzbekistan No. 5464 dated April 5, 2019 // National Database of Legal Documents. – 2019 – No. 08/19/5464/2891 // URL: https://www.lex.uz/docs/-4272621

Commentary on the Civil Code of the Republic of Uzbekistan. Volume 1 (First Part) Ministry of Justice. – T.: "Vector-Press", 2010.– P.61.–(Professional (qualified) commentaries).

Law of the Republic of Uzbekistan "On Land Resources", https://lex.uz/docs/-7182161. (National Database of Legislation, 01.11.2024, No. 03/24/987/0873)

Law of the Republic of Uzbekistan "On Nature Protection", (Bulletin of the Supreme Council of the Republic of Uzbekistan, 1993, No. 1, Article 38; Bulletin of the Supreme Assembly of the Republic of Uzbekistan, 1995, No. 6.

Law of the Republic of Uzbekistan "On Currency Regulation." Article 1 https://lex.uz/uz/docs/-81499. (Bulletin of the Supreme Council of the Republic of Uzbekistan, 1993, No. 5, Article 225; 1994, No. 11-12, Article 285)

Textbooks and Legal Literature

Zokirov I.B. Civil Law: Textbook. Part I. T., 2006. TSLI, p. 47., Civil Law: Textbook. Part 2./Ed. by A.P.Sergeev, Yu.K.Tolstoy. M., 2003. P. 90.

Shinger D.O. Precious stones and precious metals as objects of civil law. Dissertation for the degree of Candidate of Legal Sciences. P. 35. Moscow-2013.

Popova, S. I. (2023). Liability in transactions with precious metals. Journal of Civil Law, 4(60), 41–49.

Fedorov Alexander Yurievich. Precious metals as objects of civil legal relations under the legislation of the Russian Federation. P. 98-100, Dissertation for the degree of Candidate of Legal Sciences.

Hilson, M., & Humphreys, B. (2021). Legal infrastructure of the EU precious metals market. European Journal of Commercial Law, 33(1), 77–94.

Collection of main normative-legal acts of the Russian Federation on precious metals and precious stones / Popov V.I., Osipova S.V. Yakutsk: PNUL Mineral, 1996.

Dissertations and Abstracts

Abalov A.E. Gold market and bank operations with precious metals: Dissertation for Candidate of Economic Sciences degree. SPb., 2000.

Brazhnikov G.N. Criminal liability for violation of currency operations rules: Dissertation for Candidate of Legal Sciences degree. Kharkov, 1982.

Nadiradze G.R. Criminal liability for violation of currency operations rules under current Soviet legislation: Dissertation for Candidate of Legal Sciences degree. Tbilisi, 1966.

Popova S.I. Civil-legal regulation of transactions with precious metals: Abstract of dissertation for Candidate of Legal Sciences degree. M., 2002.