Authors

  • Zarina Rafiyeva
    Samarkand Institute of Economics and Service
  • Abbos Egamberdiev
    Samarkand Institute of Economics and Service

DOI:

https://doi.org/10.71337/inlibrary.uz.jasss.96809

Abstract

This paper examines the main theoretical approaches of Western scientists to defining the essence of insurance. The analysis covers the economic, legal, behavioral and sociological aspects of insurance as a mechanism for protecting against risks. The views of such authors as Frank Knight, Kenneth Arrow, Harold Laski, Richard Thaler and others are presented. It is shown that insurance is interpreted not only as a financial instrument, but also as an essential element of the social and legal system of society. The study emphasizes the versatility of insurance and its importance in modern conditions.  

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VIEWS OF WESTERN SCIENTISTS ON THE ESSENCE OF INSURANCE

Egamberdiev Abbos Ilyosovich

Samarkand Institute of Economics and Service

Rafiyeva Zarina Xusanovna

Teacher

Abstract:

This paper examines the main theoretical approaches of Western scientists to defining

the essence of insurance. The analysis covers the economic, legal, behavioral and sociological

aspects of insurance as a mechanism for protecting against risks. The views of such authors as

Frank Knight, Kenneth Arrow, Harold Laski, Richard Thaler and others are presented. It is

shown that insurance is interpreted not only as a financial instrument, but also as an essential

element of the social and legal system of society. The study emphasizes the versatility of

insurance and its importance in modern conditions.

Key words:

insurance, risk, economic theory, Western scientists, behavioral economics, social

protection, underwriting, legal approach, risk theory, risk management

Insurance is one of the oldest economic categories that has gone through more than one stage of

evolution and, despite such a long period of its development history, there is still no

unambiguous point of view in understanding both its economic essence and the role it plays in

the economy and the construction of relationships with other categories. One of the main topics

of discussion in the process of discussing the place and role of insurance is its classification as a

financial, legal and (or) economic category. This discussion has dragged on for many decades. It

should be noted that the scientific views of Russian economists differ from foreign ones. The

non-standard views of Russian scientists are largely due to the specifics of insurance in the

context of the functioning of a planned and administrative economy and the lack of a single point

of view on the economic essence of finance.

At present, a fairly large base of scientific works has been accumulated devoted to, firstly,

determining the place and significance of insurance in the economy and economic theory;

secondly, disclosing the theory of finance and determining the place of insurance relations in it;

thirdly, the relationship between insurance and credit; fourthly, studying the specifics of

insurance as an economic category. The absence of a unified point of view on the concept and

functions of insurance, as well as its essential interrelations of various categories located in the

same plane, once again emphasizes the complexity of this problem, the need to generalize and

analyze existing theoretical views.

Statement of the problem. The problem formulated above determines the task of forming a

theoretical basis for the issue of the relationship of insurance with other related economic

categories, such as finance, credit and investment. The disclosure of the issue of the relationship

of these categories is based on the target priority of the party whose interests the relations under

consideration are aimed at, namely: the insurer, borrower, investor, taxpayer or budget recipient.

In this regard, this study used general scientific methods, such as analysis, synthesis,

generalization and induction.

Results. In traditional economic theories explaining the functioning of the economy as a whole,

insurance was considered either as a "private moment that is not economically significant, or as


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an ordinary sector of the economy, the mechanism of which is quite explainable within the

framework of such theories." Thus, A. Smith emphasized the importance of such an institution as

insurance for the economy: “Insurance enterprises ensure a significant stability of the state of

individuals; by distributing among many people those losses that would ruin an individual, they

make them easier for the whole society.” D. M. Keynes included insurance in the price and

considered it within the framework of risk cost management: “The long-term supply price turns

out to be equal to the sum of the primary costs of production, additional costs, risk costs and

interest expenses; and in analyzing the long-term supply price, one can resort to decomposing it

into these components.” P. Samuelson revealed insurance from the position of opposition to

speculation: “Insurance at first glance also seems to be one of the forms of speculation, in reality

it leads to directly opposite results. Insurance is economically beneficial for the same reasons

that speculation is harmful. Where speculation creates risk, insurance helps to reduce it.” In

addition, many theories did not take into account the very specificity of insurance relations - the

presence of risk. It is the risky nature of these contractual exchange relationships that determines

the size of the insurance premium and the obligations assumed by the insurer.

The issue of insurance definitions that would accurately and unambiguously reflect the economic

essence of the insurance category also requires attention. In insurance theory, the problem is

defining the very concept of insurance as an economic category. The issue of defining the

essence of insurance as an economic category has long been controversial in economist circles.

For more than 150 years, economists around the world have been trying to define insurance that

would cover all its possible manifestations and would not include anything superfluous.

Historically, more than 100 different definitions of the economic category of insurance have

been formulated. The main difficulty is that the system of insurance relations should cover only

relations regarding compensation for damage (it is not without reason that etymologically,

“insurance” in Russian comes from the word “fear”). However, there are accumulative types of

insurance that are often not associated with causing damage or harm (marriage insurance or life

insurance, for example). Therefore, it is quite difficult to combine in one definition the essence

of insurance as a means of compensating for direct damage and at the same time as a means of

future material provision of any human needs. Recently, insurance relations have increasingly

become identified with transfer relations related to social protection of the population.

Meanwhile, many types of social insurance (not providing for advance payments and having the

nature of insurance coverage), according to some researchers, are not insurance, but fall under

the existing definitions. Another difficulty is that there are two areas in insurance that differ

significantly in their essence. These are risky types of insurance and savings, traditionally united

under the name of "life insurance". If in the first case, insurance is intended to compensate for

losses, always material, associated with specific property, then in the second case, life, health,

and ability to work of a person are subject to insurance, which, due to their specificity, cannot be

assessed in monetary terms.

Thus, economic analysis can be used as a tool for assessing the achieved level of stability in the

financial condition of an insurance company.

It should be said that the main factors determining the financial condition are, firstly, the

implementation of the financial plan and, if necessary, an increase in own working capital due to

profit and, secondly, the turnover of working capital (assets). The criterion indicator that shows

the financial condition is the solvency of the organization. Since the implementation of the


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financial plan, first of all, depends on the results of production and business activities as a whole,

it can be said that the financial condition is determined by the entire set of business factors.

We will determine the financial condition of the insurer using financial analysis, which is the

process of identification, systematization, and analytical processing of financial information.

The purpose of financial analysis is to calculate key parameters that give an objective and

accurate picture of the financial condition of the organization, profits and losses, changes in the

structure of assets and liabilities, in settlements with debtors and creditors. The information

obtained as a result of its implementation helps to determine the prospects and directions of the

company's development.

As the analysis of domestic literature has shown, there is no single method of financial analysis,

each author introduces his own characteristics into the assessment process, but most financial

analysis methods are based on the criteria for assessing the financial condition of an insurance

company, namely:

liquidity (solvency);

profitability (profitability);

business activity.

It is important to note that both absolute cost indicators characterizing the volume of activity and

relative indicators (coefficients) reflecting the quality of the insurance business are used to

analyze various aspects of the insurance organization's activities. Thus, to assess the

effectiveness of the balance sheet of an insurance organization, the ratio of assets and liabilities

is determined. And, for example, the main indicators of financial stability are the financial

independence ratio, the equity capital adequacy ratio, the equity capital mobility ratio and others,

after analyzing which one can draw a conclusion about the share of borrowed funds and current

assets. When assessing the financial condition of the insurer, one should analyze the level of

solvency and the overall financial potential of the insurance company, the under-reserve ratio,

the equity capital adequacy ratio. Western scientists interpret insurance as a multi-level

phenomenon: it is an economic risk management tool, a contractual legal relationship, a social

protection mechanism, and a behavioral phenomenon reflecting a person's choice and perception

of risk.

References

1. Naminova K.A. "Conditions for Ensuring Financial Stability of Insurance Organizations" 25

(553) - 2013.

2. Nikulina N.N. Insurance Management: a textbook for university students studying in the

specialties "Finance and Credit", "Accounting, Analysis and Audit", "Commerce", "Anti-Crisis

Management" [Text] / N.N. Nikulina, N.D. Eriashvili. - M .: UNITY-DANA, 2011. - 703 p.

3. Penyugalov A.V. "Analysis of Financial Stability of Insurance Companies Based on

Qualitative Methods" [Text] / A.V. Penyugalov, N.N. Avedisyan 35 (78-2011).

4. Khudyakov A.I. Insurance Theory. M.: Statute, 2010. 656 p.

5.Insurance: textbook / ed. prof. I.P. Hominich. M.: Master: INFRA-M, 2011. 624 p. (Bachelor's

degree). URL: https://znanium.com/catalog/product/248547.

References

Naminova K.A. "Conditions for Ensuring Financial Stability of Insurance Organizations" 25 (553) - 2013.

Nikulina N.N. Insurance Management: a textbook for university students studying in the specialties "Finance and Credit", "Accounting, Analysis and Audit", "Commerce", "Anti-Crisis Management" [Text] / N.N. Nikulina, N.D. Eriashvili. - M .: UNITY-DANA, 2011. - 703 p.

Penyugalov A.V. "Analysis of Financial Stability of Insurance Companies Based on Qualitative Methods" [Text] / A.V. Penyugalov, N.N. Avedisyan 35 (78-2011).

Khudyakov A.I. Insurance Theory. M.: Statute, 2010. 656 p.

Insurance: textbook / ed. prof. I.P. Hominich. M.: Master: INFRA-M, 2011. 624 p. (Bachelor's degree). URL: https://znanium.com/catalog/product/248547.