Authors

  • KHamidova Farida Muinovna
    Samarkand State Medical University, Department of Pathological Anatomy with the Course of Dissection, Samarkand, Uzbekistan
  • Ruzikulov Sobir Jovlievich
    Samarkand State Medical University, Department of Pathological Anatomy with the Course of Dissection, Samarkand, Uzbekistan

DOI:

https://doi.org/10.37547/ajbspi/Volume04Issue07-03

Keywords:

Respiratory distress syndrome genetic research SFTPB

Abstract

Respiratory distress syndrome (RDS) is one of the main causes of respiratory diseases and mortality among premature newborns. It requires intensive medical care, including mechanical ventilation and surfactant therapy. Timely detection and treatment of RDS are vital to prevent severe complications and improve outcomes in newborns. The study of genetic mutations, such as SFTPB, SFTPC, and ABCA3, which affect the production and function of surfactant, contributes to a deeper understanding of the pathophysiology of RDS and the development of targeted therapies. Treating newborns with RDS requires significant resources, including prolonged stays in neonatal intensive care units, increasing healthcare costs. Understanding genetic predisposition and individual risks for developing RDS allows for personalized approaches to treatment and prevention, improving the quality of medical care. Identifying risk factors such as cesarean section, multiple pregnancies, and maternal diseases helps develop preventive strategies to reduce RDS incidence. Research is ongoing to improve existing treatment methods and develop new therapeutic strategies, such as stem cell and gene therapy, to enhance outcomes in patients with RDS.


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ABSTRACT

Respiratory distress syndrome (RDS) is one of the main causes of respiratory diseases and mortality among premature

newborns. It requires intensive medical care, including mechanical ventilation and surfactant therapy. Timely

detection and treatment of RDS are vital to prevent severe complications and improve outcomes in newborns. The

study of genetic mutations, such as SFTPB, SFTPC, and ABCA3, which affect the production and function of surfactant,

contributes to a deeper understanding of the pathophysiology of RDS and the development of targeted therapies.

Treating newborns with RDS requires significant resources, including prolonged stays in neonatal intensive care units,

increasing healthcare costs. Understanding genetic predisposition and individual risks for developing RDS allows for

personalized approaches to treatment and prevention, improving the quality of medical care. Identifying risk factors

such as cesarean section, multiple pregnancies, and maternal diseases helps develop preventive strategies to reduce

RDS incidence. Research is ongoing to improve existing treatment methods and develop new therapeutic strategies,

such as stem cell and gene therapy, to enhance outcomes in patients with RDS.

KEYWORDS

Respiratory distress syndrome, genetic research, SFTPB, SFTPC, ABCA3.

INTRODUCTION

Research Article

GENETIC RISK OF RESPIRATORY DISTRESS IN INFANTS

Submission Date:

July 03, 2024,

Accepted Date:

July 08, 2024,

Published Date:

July 13, 2024

Crossref doi:

https://doi.org/10.37547/ajbspi/Volume04Issue07-03


KHamidova Farida Muinovna

Samarkand State Medical University, Department of Pathological Anatomy with the Course of Dissection,
Samarkand, Uzbekistan

Ruzikulov Sobir Jovlievich

Samarkand State Medical University, Department of Pathological Anatomy with the Course of Dissection,
Samarkand, Uzbekistan

Journal

Website:

https://theusajournals.
com/index.php/ajbspi

Copyright:

Original

content from this work
may be used under the
terms of the creative
commons

attributes

4.0 licence.


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Respiratory distress syndrome (RDS) is a respiratory

disorder in newborns that manifests immediately after

birth and is one of the most common causes of

admission to neonatal intensive care units and

respiratory failure (1). Factors contributing to the

development of RDS include maladaptation, delayed

adaptation, congenital anomalies, and acquired

infections (2). The prevalence of RDS among newborns

is 18.5% in France (3), 4.24% in Pakistan (4), and 20.5% in

China (5). RDS also occurs in full-term infants,

accounting for 6.8% of cases (7). Another study found

that 48 out of 1986 newborns (2.42%) developed RDS,

of which 7 (14.6%) weighed more than 2500 grams (8).

Registered risk factors for RDS include male gender,

cesarean section, maternal diseases (hypertension,

diabetes), chorioamnionitis, and multiple pregnancies

(10, 11, 12). The prognosis of RDS depends on the

severity and underlying cause (5). In China, a mortality

rate of 3.9% was reported among full-term infants with

RDS (12). The incidence of RDS among full-term

newborns was 1.64%, with higher rates reported in

India (4.2%) (13), Turkey (7%) (14), and Sudan (4.83%)

(15). A prospective multicenter study in Italy showed a

lower incidence of RDS (1.16%) in full-term newborns

(16). Artificial conception is also associated with an

increased risk of RDS.

Recognizing risk factors for RDS is crucial for

developing preventive and early treatment strategies

(18). While the RDS group had more cases of cesarean

section and PROM, this did not reach statistical

significance. The association between cesarean section

and RDS has been confirmed in previous studies (19).

Gouyon JB et al. (20) established that elective cesarean

section is a major risk factor for RDS in full-term infants.

Fetal growth restriction (FGR) requires a unified

approach for early recognition and management to

improve antenatal and postnatal outcomes. FGR

management mainly focuses on the timing and mode

of delivery, with an emphasis on continuous fetal heart

rate monitoring and placental histopathological

examination (21). Managing pregnancies complicated

by FGR or small for gestational age (SGA) fetuses

requires standardized approaches and further

research to improve outcomes (22). Twin pregnancies

are associated with a high risk of complications, and

recommendations from various professional societies

often diverge, highlighting the need for international

consensus (23, 24). Premature births occur more

frequently via cesarean section, with early gestational

age being the main factor for neonatal morbidity and

mortality, while the mode of delivery does not affect

neonatal survival (25). Vaginal delivery in severe

preterm births is associated with an increased risk of

neonatal

and

perinatal

mortality

in

breech

presentation fetuses (26).

The onset of spontaneous labor promotes the rapid

clearance of fetal lung fluid and lung maturation (27).

Antenatal corticosteroids for women at risk of preterm

labor reduce the risk of moderate and severe RDS (28).

In our study, infants with RDS had lower birth weights


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and lower Apgar scores (29). The mortality rate among

full-term infants with RDS was 5.1%, which may be

associated with the widespread use of oxygen and

continuous positive airway pressure (CPAP) (13, 30).

Some risk factors affect the incidence of RDS

differently at different gestational ages (31).

Identifying genetic mutations and polymorphisms

associated with RDS will allow the development of

more rational treatment strategies and accurate

counseling for families whose children are at risk (32).

The incidence of RDS in preterm infants is 45% at 23-33

weeks of gestation, decreasing to 4% at 34-36 weeks

and less than 1% at over 37 weeks. In Korea, the

incidence of RDS in full-term infants was more often

observed in males (OR 3.288), with cesarean section

(OR 15.03), and multiple pregnancies (OR 4.216) (33).

RDS often arises from a deficiency of surfactant, which

is synthesized by type II alveolocytes. Surfactant

consists of lipids and proteins (SP-A, SP-B, SP-C, SP-D).

Mutations in the genes encoding these proteins

(SFTPB, SFTPC, ABCA3) can lead to surfactant

dysfunction and RDS. For example, the SFTPB

mutation, 121ins2, accounts for more than half of all

cases of SP-B deficiency, inherited in an autosomal

recessive manner. SP-C deficiency is inherited in an

autosomal dominant manner, and ABCA3 mutations

are a major cause of congenital surfactant dysfunction.

In a retrospective analysis of 332 twin pairs, a mixed-

effects logistic regression analysis (MELR) was used to

assess the influence of various factors on RDS. Male

gender, birth weight, 5-minute Apgar score, and

treatment site were significant covariates. ACE analysis

showed that 49.7% of the variability in RDS

susceptibility is due to genetic factors (34).

Inherited SP-B deficiency is a rare cause of respiratory

failure in full-term newborns. Homozygosity for the

SFTPB mutation (1549C->GAA or 121ins2) leads to fatal

respiratory failure with the absence of SP-B mRNA and

protein. SP-B deficiency is also associated with

abnormal processing of proSP-C and a deficiency of

active SP-C peptide (35).

Pulmonary surfactant protein A (SP-A) plays a key role

in lung protection and surfactant function. The genetic

complexity of SP-A has increased during evolution,

especially in regulatory regions. Most species have one

SP-A gene, but humans and primates have two genes

(SFTPA1 and SFTPA2). SP-A expression regulation

involves transcription, splicing, mRNA degradation,

and translation. This report aims to describe the

genetic complexity of the SFTPA1 and SFTPA2 genes

and review the regulatory mechanisms controlling

their expression (36).

Pulmonary surfactant, a lipoprotein complex,

maintains alveolar integrity and plays an important role

in lung protection and inflammation control. Genetic

variants of surfactant proteins, including single

nucleotide polymorphisms (SNPs), haplotypes, and

other variations, have been associated with acute and

chronic lung diseases. Hydrophilic surfactant proteins

SP-A and SP-D, also known as collectins, play an


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important role in innate immunity by binding to

pathogens and allergens and promoting their

clearance. A review of studies links genetic

polymorphisms of surfactant proteins A and D with

respiratory and non-respiratory diseases in adults,

children, and newborns (37).

Case-control groups showed significant differences in

genotype and allele frequencies of SP-A (+186A/G,

+655C/T) and SP-B (1580C/T), indicating an association

of these polymorphisms with the risk of RDS in preterm

infants. Decreased serum SP-A levels may serve as new

biomarkers for the detection and monitoring of RDS

(38).

The frequencies of SP-A1 6A2 and 6A3 alleles were low,

while SP-A2 1A0 and 1A1 alleles were high in normal

preterm Chinese infants. The SP-A1 6A2 allele may be a

susceptibility gene for RDS (39). The SP-B 1580C/T

polymorphism contributes to the etiology of RDS,

while SP-B -18A/C shows no significant association (41).

Specific genetic variants of SP-A may affect the

susceptibility to RDS in preterm infants, independent

of other perinatal factors (43). RDS is caused by lung

immaturity and a temporary deficiency of alveolar

surfactant. Genetic predisposition to RDS varies

depending on the degree of prematurity. Genetic

variability in the SP-A and SP-B genes is associated with

susceptibility to RDS, while rare mutations in SP-B and

SP-C cause severe lung disease. Genetic studies may

lead to new diagnostic and therapeutic approaches for

preventing respiratory failure and inflammatory lung

diseases (44, 45).

Unlike lethal neonatal RDS caused by homozygous

ABCA3 mutations, individual ABCA3 mutations account

for ~10.9% of the attributable risk among full-term and

late preterm infants of European descent. These

mutations are prevalent among individuals of

European and African descent in the general

population (46). Rare or novel genetic variants in the

genes encoding surfactant proteins were identified in

35% of preterm infants with severe RDS, indicating

possible

interaction

between

genetic

and

developmental factors (47). Mutations in the genes

encoding surfactant proteins B and C (SP-B and SP-C)

and the phospholipid transporter ABCA3 are

associated with respiratory distress and interstitial

lung disease. The expression of these proteins

increases with gestational age and is crucial for

surfactant function. SP-B and ABCA3 are necessary for

packaging surfactant phospholipids, while SP-B and SP-

C are important for surfactant adsorption on the

alveolar surface. SFTPB mutations are associated with

fatal neonatal RDS, while SFTPC mutations are linked

to interstitial lung disease in infants, children, and

adults (48).

Congenital surfactant deficiency (CSD) is a neonatal

disease associated with defects in the synthesis and

secretion of surfactant in type II alveolar cells.

Abnormal lamellar bodies were identified in four

infants with CSD. Two had SP-B deficiency, and two had


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ABCA3 mutations. Transmission electron microscopy

(TEM) revealed the absence of mature lamellar bodies

and the presence of electron-dense inclusions,

highlighting the importance of TEM for CSD diagnosis

(49, 50).

Heterozygous SFTPC mutations are associated with

interstitial lung disease (pILD) in adults and children.

ABCA3 mutations also cause pILD and can modify

disease severity in patients with SFTPC mutations (52).

SFTPC mutations lead to various manifestations and

outcomes. For example, the c.435G->A mutation is

associated with early symptom onset and severe

respiratory failure requiring lung transplantation (53).

SFTPC mutations can also alter surfactant protein

trafficking

and

processing,

affecting

clinical

manifestations (54).

SFTPC mutations and other genetic factors play a

significant role in the development and manifestation

of pediatric interstitial lung diseases. Genetic testing is

essential for diagnosing such diseases (55-60).

Knowledge of airway anomalies and their association

with genetic mutations is crucial for the correct

diagnosis and treatment of respiratory distress in

newborns (61, 62). Among 17 children from 16 families

with mutations in the SFTPC, ABCA3, and NKX2-1 genes,

congenital deficiency of surfactant protein C, brain-

lung-thyroid syndrome (BLTS), and congenital ABCA3

protein deficiency were observed. The lethality rate for

surfactant protein C deficiency was 37.5%. Genetic

testing is necessary for children with severe respiratory

distress syndrome and a family history, as well as in

cases where respiratory symptoms are combined with

congenital hypothyroidism and neurological pathology

(63, 64, 65, 66).

The risk of respiratory disorders in newborn boys

carrying the 2A allele and the 1A2A genotype of the

T3801C polymorphic locus of the CYP1A1 gene is twice

as high. The 1A1F genotype of the C-163A polymorphic

locus of the CYP1A2 gene is a marker for the risk of RDS

complicated by pneumonia (67). A study of 130

pregnancies with FGR and structural malformations

showed that 28.5% of cases had chromosomal

abnormalities. Using SNP arrays and CMV DNA testing

in FGR cases can improve pregnancy diagnosis and

management (68, 69, 70). Genetic variation in LPCAT1

may be involved in the pathophysiology of RDS in

preterm infants of the Han Chinese population. The GG

genotype and G allele of rs9728 are protective factors

for RDS development (71). The NK2 homeobox-1 gene

(NKX2.1) is associated with the morphogenesis and

function of the lungs, thyroid, and CNS. Mutations

cause a rare form of progressive respiratory failure

known as brain-lung-thyroid syndrome. Deletions at

14q13.3 adjacent to NKX2-1 can cause various

symptoms, including choreoathetosis, congenital

hypothyroidism, and respiratory distress syndrome.

Genetic testing is important for diagnosing and

managing these diseases (72-76).

Thus, the role of genetic defects in the development of

neonatal RDS is an important aspect in understanding


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the pathophysiology of the disease. Genetic

polymorphisms and mutations in surfactant protein

genes significantly influence susceptibility to RDS and

can be used to improve diagnosis, prevention, and

treatment of this serious condition.

CONCLUSIONS

1.

Risk factors for full-term newborns include

male gender, cesarean section, and multiple

pregnancies. Early diagnosis and treatment are

necessary to prevent complications.

2.

Genetic mutations in the SFTPB, SFTPC, and

ABCA3 genes encoding surfactant proteins can lead to

RDS and interstitial lung diseases with various clinical

manifestations.

3.

Genetic variability in surfactant protein genes

and transporters, such as ABCA3, may enhance the

effect of immature surfactant production, worsening

the course of RDS.

4.

The molecular mechanisms of RDS are

associated with surfactant deficiency, disrupting its

function and leading to respiratory disorders.

5.

Transcription factors and genes regulating

surfactant protein expression are important for lung

development and function and are candidates for

research on new treatments for RDS.

6.

Population

genetic

studies

will

help

understand the contribution of genetic mutations to

the incidence of RDS and other lung diseases,

improving

treatment

strategies

and

genetic

counseling.

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респираторного

дистресс

-

синдрома

у

недоношенных

новорожденных //Medical

Science

Monitor:

Международный

медицинский журнал экспериментальных и

клинических исследований. –

2016.

Т. 22. –

С. 5091.

39.

W Wang X, Zhang Y, Mei H, An C, Liu C, Zhang

Y, Zhang Y, Xin C. // Study on the Relationship

Between Respiratory Distress Syndrome and

SP-A1 (rs1059057) Gene Polymorphism in

Mongolian Very Premature Infants. Front

Pediatr. 2020 Mar 17;8:81.

40.

Zhai L, Wu HM, Wei KL, Zhao SM, Jiang H. //

Genetic polymorphism of surfactant protein A

in neonatal respiratory distress syndrome].

Zhongguo Dang Dai Er Ke Za Zhi. 2008

Jun;10(3):295-8. Chinese.

41.

Liu Y, Wang X, Li P, Zhao Y, Yang L, Yu W, Xie H.

// Targeting MALAT1 and miRNA-181a-5p for the

intervention of acute lung injury/acute

respiratory distress syndrome. Respir Res. 2021

Jan 6;22(1):1.

42.

Chang HY, Li F, Li FS, Zheng CZ, Lei YZ, Wang J.

// Genetic Polymorphisms of SP-A, SP-B, and SP-

D and Risk of Respiratory Distress Syndrome in


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Volume 04 Issue 07-2024

25


American Journal Of Biomedical Science & Pharmaceutical Innovation
(ISSN

2771-2753)

VOLUME

04

ISSUE

07

P

AGES

:

16-27

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Publisher:

Oscar Publishing Services

Servi

Preterm Neonates. Med Sci Monit. 2016 Dec

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K, Athanassiadou A, Dimitriou G. // Surfactant

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46.

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48.

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Haass C, Boldrini R, Danhaive O. //

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Bullard JE, Nogee LM. // Heterozygosity for

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53.

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Kurland G, Guglani L. 2017

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Volume 04 Issue 07-2024

26


American Journal Of Biomedical Science & Pharmaceutical Innovation
(ISSN

2771-2753)

VOLUME

04

ISSUE

07

P

AGES

:

16-27

OCLC

1121105677
















































Publisher:

Oscar Publishing Services

Servi

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56.

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57.

Salerno T, Peca D, Menchini L, Schiavino A,

Boldrini R, Esposito F, Danhaive O, Cutrera R.

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Huang L, Wang M, Chen Z, Yan Y, Zhang X,

Zheng Y, Chen H, Ji W. // I73T mutation in the

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Zhonghua Er Ke Za Zhi. 2017 Jun 2;55(6):457-

461. Chinese.

61.

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Жесткова

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СУРФАКТАНТА

У

ДЕТЕЙ:

РЕЗУЛЬТАТЫ

МНОГОЦЕНТРОВОГО ИССЛЕДОВАНИЯ //

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63.

Wu TT, Yu YM, Tang P, Zhuang QD, Zhang Y, Lai

NY, Ding QL. //Familial interstitial lung disease

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Zhu CM, Cao L, Huang RY, Wang YJ, Zou JZ,

Yuan XY, Song F, Chen HZ. // Pulmonary

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Chinese.

65.

Schuerman FA, Griese M, Gille JP, Brasch F,

Noorduyn LA, van Kaam AH. // Surfactant

protein B deficiency caused by a novel

mutation involving multiple exons of the SP-B

gene. Eur J Med Res. 2008 Jun 24;13(6):281-6.


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Volume 04 Issue 07-2024

27


American Journal Of Biomedical Science & Pharmaceutical Innovation
(ISSN

2771-2753)

VOLUME

04

ISSUE

07

P

AGES

:

16-27

OCLC

1121105677
















































Publisher:

Oscar Publishing Services

Servi

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Perrotin , L Salomon, M-V Senat, A Serry , V

Tessier , P Truffert , V Tsatsaris , C Arnaud , B

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Schuerman FA, Griese M, Gille JP, Brasch F, Noorduyn LA, van Kaam AH. // Surfactant protein B deficiency caused by a novel mutation involving multiple exons of the SP-B gene. Eur J Med Res. 2008 Jun 24;13(6):281-6.

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