Authors

  • Nuriddin Salimov
    University of Science and Technology

DOI:

https://doi.org/10.71337/inlibrary.uz.ijai.121793

Abstract

This article discusses the formation of the Uzbek people as a people, their ethnic history, and the periods and regions in which these processes occurred. It is worth noting that the Uzbek people are a native people directly connected with the territory they currently live in from ancient times, that their ethnic composition is mainly formed by our local Sogdian, Khorezmian, Bokhtarian, Sakian, Proto-Turkic and Turkic ancestors, and that as a result of their mixing with each other for many centuries, a new nation, the Uzbeks, emerged.

 

 

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INTERNATIONAL JOURNAL OF ARTIFICIAL INTELLIGENCE

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American Academic publishers, volume 05, issue 06,2025

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THE FORMATION AND ETHNIC HISTORY OF THE UZBEKISTAN PEOPLE

Salimov Nuriddin Odil o‘g‘li

University of Science and Technology

1st year master's student in the field of "Social and

Humanistic Sciences Teaching Methodology(History).

Abstract:

This article discusses the formation of the Uzbek people as a people, their ethnic

history, and the periods and regions in which these processes occurred. It is worth noting that

the Uzbek people are a native people directly connected with the territory they currently live in

from ancient times, that their ethnic composition is mainly formed by our local Sogdian,

Khorezmian, Bokhtarian, Sakian, Proto-Turkic and Turkic ancestors, and that as a result of their

mixing with each other for many centuries, a new nation, the Uzbeks, emerged.

Keywords:

Uzbek, people, ethnic history, nation, national mentality, Turkic language.

INTRODUCTION

During the years of independence, the desire to understand our national identity has increased

among our people, and interest in our past, the glorious path of our ancestors and the rich

spiritual heritage has increased. Indeed, one of the most urgent and priority tasks facing

historians is to objectively study the history of the origin (ethnogenesis) of the Uzbek people. In

this article, we will briefly touch upon the scientific views and works of scientists who have

studied the process of the formation of the Uzbek people.

The term "Uzbek" means tribal chieftain, ruler. Like other peoples in the world, the formation

of the Uzbek people is the product of ethnic processes that have occurred over many years. The

Uzbeks are a separate ethnic unity, a people, formed in the western regions of Movarunnahr,

Khorezm, and the Seven Seas, partly in the western regions of East Turkestan. The Uzbek

people were formed by ethnic groups such as the local Sogdians, Bactrians, Khorezmians, Saks,

Fergana people, semi-pastoral tribes, and nomadic Sak-Massagets, who had long lived in the

territory of present-day Uzbekistan, engaged in irrigated agriculture, and crafts

1

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LITERATURE ANALYSIS AND METHODOLOGY

Historians have various, and even contradictory, opinions about the formation of the Uzbek

people. However, the research of Ahmadali Askarov, an academician of the Academy of

Sciences of Uzbekistan, who participated in important archaeological excavations in

Uzbekistan of various Stone Ages, and the author of the books “Ethnogenesis and Ethnic

History of the Uzbek People” and “History of the Origin of the Uzbek People”, is an important

historical material. Askarov believes that the complete formation of modern Uzbeks occurred in

antiquity. The antiquity period falls on the 4th century BC and the 4th century AD, and about a

hundred settlements of this period have been found in Uzbekistan.

"In the middle of the 2nd millennium BC, Turkic-speaking people from Southern Siberia, Altai,

the Yenisei River, the steppes of South Kazakhstan, and the Tien Shan regions gradually

entered our territories through the Syrdarya River. They occupied the entire territory from the

Syrdarya to the Amu Darya. The Turkic-speaking people entering from Siberia spread

1

R.Shamsutdinov , X.Moʻminov. “Oʻzbekiston tarixi”. Toshkent. “Akademik nashr”. 2019.


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INTERNATIONAL JOURNAL OF ARTIFICIAL INTELLIGENCE

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American Academic publishers, volume 05, issue 06,2025

Journal:

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page 1745

throughout the entire territory of Uzbekistan. Therefore, we attribute the history of the origin of

the Uzbek people to two ethnic foundations: the first is the Sogdians, Khorezmians, and

Bactrians who spoke ancient Iranian languages; the second is our ancestors who spoke the

Turkic language. From the interaction of the two ethnic groups over 25 centuries, a new nation

emerged, which we call Uzbek," says Ahmadali Askarov

2

.

During the Bronze Age, as a result of the mass migration of Siberian Turks to the banks of the

Syrdarya and Amu Darya rivers, their number increased by 10-15 times compared to the

ancient Sogdian, Khorezmian, and Bactrian peoples. In such a situation, it is natural that the

language of the Turkic-speaking population that came from outside began to prevail. As a result,

the languages of the inhabitants of the banks of the Amu Darya disappeared in the 11th-12th

centuries. “The appearance of the Turkic peoples on the territory of Central Asia and

Uzbekistan occurred a thousand years before Afrosiab - in the Bronze Age. At that time, we had

a culture called Sopolli, and therefore, with the influx of Turkic-speaking populations from

outside (the so-called Andronova tribe), it began to be reflected in ceramic products,” says the

scientist.

DISCUSSION

The history of each nation is inextricably linked with its ethnogenesis and ethnic history.

Ethnogenesis and ethnic history are historical and ethnocultural processes that arise at certain

stages of the history of a people and continue until a certain ethnos is formed into a people, a

nation. Usually, without determining the ethnogenesis of a nation, the composition of its ethnic

layers, it is impossible to create any scientific idea about that nation, the territory of which it is

composed, and its statehood. According to the observations of academician K. Shoniyozov, in

the process of ethnogenesis, territorial, linguistic and ethnocultural unity, socio-economic and

economic, ethnic name (ethnonym) and unity of self-awareness, unity of political association,

common religion, and a number of other ethnic signs that determine the ethnos are of great

importance. Only when all these ethnic signs and characteristics occur, an ethnos-people is

formed, that is, the process of ethnogenesis is completed. But in practice, not all of these ethnic

characteristics could be present at a certain time or play a significant role in the process of

ethnogenesis. For example, if language played a leading role in the formation of a certain

people, then in the formation of another people, the economy was the leading factor, and in the

third, material culture was the leading factor. In this regard, Academician A. Askarov considers

ethnic characteristics to be ethnic characteristics and factors specific to an ethnos, and includes

territorial unity, socio-economic unity, ethnocultural unity, language unity, ethnic name unity,

unity of self-awareness, and finally political unity (political consolidation) among these

necessary social, economic and political factors and ethnic characteristics that organize an

ethnos. The scientist emphasizes that ethnic characteristics do not occur in a short period of

time, but are formed one after another during a long ethnogenetic process. As indicated in

special scientific literature, there are two methods of the ethnogenesis process. 1). The

rapprochement of indigenous (autochthonous) ethnic components, their integration and joint

development; 2). The integration of components that have migrated from other regions into the

formed or forming ethnic unity into the local population

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RESULTS

2

Axmadali Asqarovning Kun.uz jurnalistiga bergan 11.03.2023 dagi intervyusidan.

3

Shoniyozov K. O`zbek xalqining shakllanish jarayoni. – T. 2001


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Today, there are various views and concepts regarding ethnogenesis. In particular, some experts

(L.N. Gumilyov) consider ethnos to be a biophysical reality and therefore consider the

ethnogenesis system to be associated with natural processes. According to this concept, ethnos,

being a component of the biosphere, is subject to its laws, while ethnogenesis is considered to

be part of the processes occurring in the biosphere.

Three large tribes of Dashti-Kipshak Uzbeks stood at the head of the three khanates formed in

the 18th century in the territories of present-day Uzbekistan. Under the influence of political

power, the psychology of the local Turks gradually began to awaken sympathy for the name

Uzbek.

Representatives of artistic creativity were also involved in giving the name Uzbek an ethnic

meaning. They were Abdulla Qodiriy, Gafur Gulom, Hamid Olimjon, Komil Yashin, Uygun

and Abdulla Qakhor. Due to the restoration of the national economy and the industrialization of

the country, the tribal and tribal separation in Central Asia, including Uzbekistan, was

eliminated, and the achievement of the community and society in general operating on the

territory of the Republic was instilled in the people's consciousness that it was the achievement

of the Uzbek children. The process of the Uzbeks becoming a nation was completed in the mid-

1940s. Finally, with the formation of the Uzbek nation, its national character and the mentality

peculiar to the Uzbeks were formed. Most importantly, a sense of national identity arose among

the Uzbeks of the Republic, and the word Uzbek was recognized by everyone as their common

ethnic name. For example, if during the 1926 population census, 32,784 people living in the

Fergana Valley and Tashkent oasis called themselves Kipchaks, 50,078 people were Kuramas,

and 21,565 people were Turks, then in 1939 they all called themselves Uzbeks. In short, after

the national demarcation of 1924, the name Uzbek became the national name of the newly

formed Uzbek SSR. Thus, the newly formed Republic of Uzbekistan, its citizens, and the

Uzbek nation were reflected in the historical arena under the names of the Uzbek people and the

Uzbek nation

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CONCLUSION

In general, the origin of the Uzbek people dates back to ancient times. Since those times, the

Uzbek people have developed and formed into the developed Uzbek people of the present day.

After all, “We are not a people that appeared on the world stage yesterday. Our nation, our

people have been living their own life, their own culture, their own history since the time when

“Avesta” appeared on the land of ancient Khorezm. It is known from historical data that the

name Uzbek is not the name of a tribe or clan. The name Uzbek is a people formed on the basis

of the centuries-old mixing of hundreds of Turkic tribes and peoples with Iranian-speaking

ethnic groups. Therefore, this name and the state named after this name appeared. Every citizen

of independent Uzbekistan should be proud of this.

Karimov.I.A. “We are building our future with our own hands. Answers to the questions of the

correspondent of the newspaper “Turkiston” Turkistan. February 2, 1999. At the same time, I.A.

Karimov recognized that the ancient historical roots of the Uzbeks are one with the Turkic

peoples, this unity is manifested in language, religion, traditions, values and culture, and said

that we are in favor of developing comprehensive relations with the Turkic peoples. “But,” our

Head of State indicated, “we have always felt ourselves to be an independent nation, the Uzbek

4

Халимбетов Ю.М. Миллий менталитетимиз-истиқболимиз таянчи. “Ӯзбек халқининг келиб чиқиши:

илмий-методологик ёндашувлар, этногенетик ва этник тарих” мавзусидаги Республика илмий-назарий

семинар материаллари. Тошкент 2007.


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American Academic publishers, volume 05, issue 06,2025

Journal:

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page 1747

people, and we are proud of this. We have historical, scientific, cultural foundations for this.

Today, the world community recognizes our great history and success, and today recognizes

and respects us by this name.” The nation that was called by this name was formed during its

independence period. And during the period of independence, with its own independent

domestic and foreign policy.

This indicates that it is developing rapidly. Karimov.I.A. “We will build our future with our

own hands.” Answers to questions posed by a reporter from the newspaper "Turkiston".

References:

1. R.Shamsutdinov, X.Moʻminov. “Oʻzbekiston tarixi”. Toshkent. “Akademik nashr”. 2019.

2. R.Shamsutdinov, Sh.Karimov, S.Xoshimov “Vatan tarixi”. “SHARQ” Nashriyot -Matbaa

Aksiyadorlik Kompaniyasi Bosh Tahririyati. Toshkent.2016.

3. Ahmadali Asqarov. “Oʻzbek xalqining kelib chiqish tarixi”. Toshkent. “Oʻzbekiston”. 2019.

4. A.Sagdullayev. “Oʻzbekiston tarixi”.Toshkent. 2020.

5. Shoniyozov K. O‘zbek xalqining shakllanish jarayoni. – T. 2001

6. Gumilev L.N. Etnogenez i biosfera zemli. -L., 1990

7. Structure and Mechanisms of Action of The Educational Cluster. International Journal of

Psychological Rehabilitation, 27(07), 8104-8111.

8. Toshtemirova S. A. (2019). Klaster yondashuvi asosida mintaqaviy ta’lim tizimini

boshqarish. NamDU ilmiy axborotnomasi. Volume 1 Issue 11. 361.

References

R.Shamsutdinov, X.Moʻminov. “Oʻzbekiston tarixi”. Toshkent. “Akademik nashr”. 2019.

R.Shamsutdinov, Sh.Karimov, S.Xoshimov “Vatan tarixi”. “SHARQ” Nashriyot -Matbaa Aksiyadorlik Kompaniyasi Bosh Tahririyati. Toshkent.2016.

Ahmadali Asqarov. “Oʻzbek xalqining kelib chiqish tarixi”. Toshkent. “Oʻzbekiston”. 2019.

A.Sagdullayev. “Oʻzbekiston tarixi”.Toshkent. 2020.

Shoniyozov K. O‘zbek xalqining shakllanish jarayoni. – T. 2001

Gumilev L.N. Etnogenez i biosfera zemli. -L., 1990

Structure and Mechanisms of Action of The Educational Cluster. International Journal of Psychological Rehabilitation, 27(07), 8104-8111.

Toshtemirova S. A. (2019). Klaster yondashuvi asosida mintaqaviy ta’lim tizimini boshqarish. NamDU ilmiy axborotnomasi. Volume 1 Issue 11. 361.