Подходы и перспективы в изучении периода династии Афригидов в зарубежной историографии

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Ражапов, М. (2025). Подходы и перспективы в изучении периода династии Афригидов в зарубежной историографии. in Library, 1(3), 235–239. извлечено от https://inlibrary.uz/index.php/archive/article/view/70330
Мардонбек Ражапов, Институт истории Академии наук

Научный сотрудник Центра «Изучение военной истории» Института истории Академии наук Республики Узбекистан, доктор философии (PhD) исторических наук.

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Аннотация

В данной статье представлен углубленный анализ факторов, вызвавших интерес зарубежных ученых к изучению истории династии Афригидов, правившей в Хорезме (Узбекистан) с IV по X века, рассматривается эволюция подходов и перспектив в зарубежной науке по этой теме, выделяются ключевые направления исследований и трудности, с которыми сталкиваются ученые. Статья также критически оценивает достижения и недостатки этих исследователей, способствуя более глубокому пониманию династии Афригидов и ее исторической значимости.


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Impact Factor: 9.9

ISSN-L: 2544-980X

Approaches and Perspectives in the Study of the Afrighid Dynasty

Period in Foreign Historiography

Mardonbek Rajapov Qosimboy ugli

1

Abstract:

This article provides an in-depth analysis of the factors that sparked the interest of

foreign scholars in studying the history of the Afrighid dynasty, which ruled the Khorezm region
(Uzbekistan) from the 4th to the 10th centuries, examines the evolution of approaches and perspectives
in foreign scholarship on this topic, highlighting the key research directions and challenges
encountered by scholars. The article also critically assesses the achievements and shortcomings of
these researchers, contributing to a deeper understanding of the Afrighid dynasty and its historical
significance.

Intorduction.

It is natural that the history of the Uzbek people and statehood has been consistently

studied abroad to varying degrees for many years. This is due to the fact that our national development
has always had a noticeable, and at certain stages, even decisive impact on the development of the
entire region. This factor is particularly evident in the case of neighboring countries and regions. In
this sense, it can be asserted that the study of the history of the Afrighid period by foreign scholars is
an inevitable endeavor. he Afrighid dynasty (4

th

-10

th

centuries) represents one of the most complex and

under-researched periods in the history of Khwarezm. This era was marked by significant shifts in the
international political landscape and the emergence of new powers. Notably, during this period, states
such as the Sassanids, Hephthalites, Turkic Khaganate, Arab Caliphate, Tahirids, and Samanids
existed, and Khwarezm, under the Afrighid dynasty, continued its activities under the influence of
various external forces.

Our previous research has shown that many valuable historical records of Khwarezm were lost as a
result of the Arab invasions. This, in turn, makes it difficult to study the political, socio-economic, and
cultural life of the Afrighid dynasty. For this reason, this period remains one of the least studied and
problematic topics in the history of Khwarezm.[16,17,18]

Method

. The research will culminate in a comprehensive analysis of how foreign historians have

approached and interpreted the Afrighid dynasty period, highlighting the key trends, debates, and
challenges in the field. It will also identify potential areas for future research and contribute to a deeper
understanding of this important but often overlooked period in Central Asian history. The
methodology is structured as follows:

1.

Comprehensive Literature Review

: This will involve examining primary and seconary sources

from the Afrighid period, including Chinese, Pahlavi, Syriac, Armenian, and Arabo-Persian
sources and any surviving chronicles, inscriptions, coins, or archaeological artifacts.

2.

Historiographical Analysis: The literature review will be analyzed to identify recurring themes,
arguments, and methodologies in the study of the Afrighid period and different approaches and
perspectives identified will be compared and contrasted to highlight their strengths and
weaknesses, and to understand the evolution of historiographical thought on the Afrighids. Also,
the existing historiography will be critically evaluated to assess its objectivity, potential biases, and
any gaps in knowledge or understanding.

1

PhD student, Academy of Sciences of the Republic of Uzbekistan, Institute of History, Tashkent, Uzbekistan


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Results and Discussion

. Foreign research has primarily focused on exploring specific problematic

issues within the Afrighid dynasty period, encompassing the following areas: 1) Divergent approaches
regarding the origins of the dynasty; 2) Varying perspectives on the nomenclature of the dynasty; 3)
The extent of influence exerted by the Kushan and Sassanid empires on the dynasty4) The political
status of the Afrighids during the Arab conquest.

The initial research pertinent to this matter was conducted in the 1740s by the French Orientalist J. De
Guignes. In his treatise "Historical Memoirs on the Origin of the Huns and the Turks" and his work
"General History of the Huns, Turks, Mongols, and other Western Tatars," the researcher utilized
Chinese sources to investigate the ancient and medieval periods of Turanian history [11]. Another
French Orientalist, A. Remusat, also drew upon Chinese sources to address issues such as the origins
of the Khwarezmian rulers, their connection to the Zhou dynasty, and the economic and political
relations between Khwarezm and the Han, Wei, and Sui dynasties. This scholar commented on both
the strengths and weaknesses of Chinese sources, noting problems such as the existence of various
versions of geographical place names in Western language translations and the lack of complete
translations.[19]

Among the early research conducted in English, one can cite the works of H. Lansdell, de Gues, and
Le.G. Strange, which primarily focus on the names of cities located in the Khwarezm oasis, the routes
leading to the region, and maps. Specifically, H. Lansdell's work provides important information about
the early medieval cities of Central Asia, particularly the Khwarezm oasis, as well as the lifestyle and
economic activities of its people. Le.G. Strenj's work mentions the major cities of Khwarezm,
including Kat, Jurjaniya (Urgench), Hazarasp, and Khiva, and the routes leading to these cities.
Additionally, he included a map of the aforementioned cities in his work. De Gue, in his work, recalls
the Zemarch embassy, which provided information about the Aral Sea and Khwarezm. He also
explains that the Jayhun (Amu Darya) River originates from the Tibetan mountains, flows through
Balkh, Termez, and Khwarezm, and eventually empties into the Caspian Sea. Furthermore, the work
indicates the routes and approximate travel times to the early medieval cities of Kat, Jurjaniya, and
Hazarasp.[10,13,21]

One of the subsequent studies, published in 1923 by H. Gibb, is titled "The Arab conquests in Central
Asia." In this work, the researcher presents descriptions of the Arab conquest of Khwarezm based on
Arab and Persian sources. However, the author did not conduct a comparative analysis of the
contradictory and conflicting information found within these sources.[9]

The French Orientalist P. Pelliot's 1938 article, "The Name of Khwarezm in Chinese Texts," is
dedicated to the study of how the name Khwarezm was written and pronounced in Chinese texts. It
analyzes the various transcriptions and phonetic changes of the name Khwarezm in Chinese sources
and attempts to determine the evolution of how this name was rendered in Chinese texts.[15]

Researcher E. Wolfram's 1949 work, "The Toba Empire of Northern China," is based on the Chinese
chronicle "Wei Shu." In this work, Wolfram notes the Turkic ethnic origins of the Toba tribe. Another
important aspect of this work is that it includes information about Central Asian states in the early
Middle Ages, particularly Khwarezm, which is drawn from other sources [22].

In 1951, V.P. Zelda and K. Kotes co-authored the book "Soviets in Central Asia." The second chapter,
titled "The Evolution of Central Asian States," discusses the history of Khwarezm from its ancient
period to the abolition of the Khanate of Khiva. The authors highlight the scarcity of information
regarding the early medieval history of Khwarezm and emphasize the necessity of conducting
archaeological research. The book mentions that at the beginning of the 3rd century AD, Khwarezm,
which was growing stronger, severed its political ties with the weakening Kushan Empire, resulting in
the Afrighid dynasty coming to power. Importantly, the authors refer to the Afrighid dynasty as the
"Khusraws of Khwarezm," considering them successors to the Siyavushids. Additionally, the authors
touch upon the socio-economic and cultural processes that occurred in Khwarezm during the early
Middle Ages. They note that the region was on the verge of transitioning from ancient forms of
governance to a feudal system, with a weakened central political authority. They also highlight the


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frequent invasions by nomadic tribes, Huns, Hephthalites, and Turks, as well as sharp internal social
conflicts. Furthermore, they emphasize that the influence of Kushan culture was preserved in
Khwarezm more than in other regions, and that Buddhism coexisted with Zoroastrianism.[23]

Among subsequent researchers, R. Frye and W. Henning, based on their examination of numismatic
materials obtained through the activities of the Khorezm Archaeological and Ethnographic Expedition,
sharply criticized S.P. Tolstov's numismatic research. They characterized his attempt to align his
findings with the works of al-Biruni as a forced effort lacking proper coordination. Furthermore, based
on Pahlavi and Armenian sources, they asserted that Khwarezm was part of the Sasanian Empire from
242 to 350 AD.[8]

Researches illuminating the early medieval history of Khwarezm is directly associated with the name
C.E. Bosworth. In more than ten monographs and articles, the author sheds light on various issues,
including the origins of the Afrighid dynasty, the language, writing, and culture of Khwarezm in the
early Middle Ages, the Arab invasion of Khwarezm and its socio-economic and political situation
during the Caliphate period, the overthrow of the Afrighid dynasty, and the rise to power of the
Ma'munids. Specifically, Bosworth directly addresses the emergence of the Afrighid dynasty,
highlighting that most information about the dynasty was recorded solely by al-Biruni, whose
reliability he questions. He further argues that al-Biruni did not, in fact, have a good understanding of
pre-Islamic Khwarezmian history, citing the absence of the name "Afrig" in extensive Soviet
archaeological findings as evidence.[5]

In 2000, researcher Y. Ling published an article that is significant for its compilation and
chronological analysis of information related to Khwarezm found in Chinese sources. Despite its
concise nature, this article opens up new possibilities for studying the history of Khwarezm. In
particular, the data on the naming of Khwarezm and its cities, as well as the diplomatic relations
between Khwarezm and China from 645 to 755, provide a comprehensive understanding of the
political and economic situation of Khwarezm during that period. It can be emphasized that Ling's
research is not only focused on collecting information about Khwarezm from Chinese sources but also
on analyzing this data and drawing conclusions about the political, economic, and cultural life of
Khwarezm in the past based on these sources.[14]

It can be asserted that the study of Khwarezm's history by Iranian scholars is an inevitable endeavor.
This is because it is impossible to conceive or research the development of these two ancient
civilizations in isolation from one another. Consequently, a considerable number of works pertaining
to the subject at hand can be found in Iran. Among contemporary researchers, the works of P. Azkoi, J.
Heravi, and J. Mofrad, I. Khasanzodah delve into various aspects of the Afrighid dynasty, including
their origins, linguistic analysis of the rulers' names, the period of the Arab conquest, and the dynasty's
vassalage to the Sassanids, Hephthalites, Turkic Khaganate, Arab Caliphate, Tahirids, and
Samanids.[24,25,26,27]

Among contemporary Turkish researchers, the works of A. Özbayraktar, B. Avci, I. Zaki, G. Ceceli, S.
Onur, Ö. Narin, E. Özcan, and A. Bademci have also extensively analyzed the aforementioned
issues.[1,2,3,4,6,12]

Conclusion.

The study of the Afrighid dynasty in foreign historiography, as evidenced by the research

presented, reveals a rich and multifaceted field of inquiry. Early studies, primarily reliant on Chinese
sources, laid the groundwork for understanding the broader historical context of Khwarezm and its
interactions with neighboring powers. Subsequent research in English, French, and other languages
expanded the scope of investigation, incorporating numismatic, archaeological, and textual evidence
from various cultural spheres. While significant progress has been made, the Afrighid dynasty remains
a subject of ongoing scholarly debate and exploration. Divergent interpretations persist regarding the
dynasty's origins, nomenclature, political status, and the extent of influence from neighboring empires.
These discrepancies underscore the complexities inherent in studying a period marked by limited
primary sources and the confluence of diverse cultural and political forces. Nevertheless, the collective
efforts of foreign scholars have illuminated crucial aspects of the Afrighid period, offering valuable


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insights into the political, economic, and cultural dynamics of Khwarezm during this era. The ongoing
research, drawing upon a wide range of sources and methodologies, promises to further enrich our
understanding of this pivotal chapter in Central Asian history.

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1.

A.Özbayraktar.Afrîğ Hanedanı: Hârezmşâh II. Muhammed’in Soyağacı Üzerine Bir İnceleme. İran
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in the Province of Persis. PhD (Doctor of Philosophy). –Los Angeles, 1999.–P. –33.

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Frye R.N. The political history of Iran under the Sasanians / The Cambridge History of Iran Vol.3.
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Gibb.H. The Arab conquests in Central Asia. – London : Royal Asiatic Society, 1923. –43-50
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générale des Huns, des Turks, des Mongols, et des autres Tartares Occidentaux. Paris, 1756.

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Kurat A. Kuteybe bin Müslim'in Hvârizm ve Semerkand'i zabti. – Ankara:DTCF Dergisi,1948. –
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Landsell H. Russian Central Asia including Kuldja, Bukhara, Khiva and Merv. Vol. I-II/
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Ling.Y. Some Chinese Sources on the Khazars and Khwarazm // Archivum Eurasiae Medii Aevi. –
2000. – №11. –P. 339-341.

15.

Pelliot P. Le nom du χwārizm dans les textes chinois // T'oung Pao. –1938. – № 34. –P.146-152.

16.

Rajapov M. Afrig’ atamasining kelib chiqishi xususida yangi qarashlar va yondashuvlar //
Ma’muniy xorazmshohlar davrida lm-fan taraqqiyoti va uning jahon tamaddunida tutgan o‘rni
mavzusida Xalqaro ilmiy-amaliy konferensiya. –Toshkent. –2024. –331-335-betlar

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Rajapov M.Q. Afrig‘iylar sulolasi zamonaviy tadqiqotlarda: Yondashuvlar va muhim qarashlar //
Хоразм Маъмун академияси ахборотномаси: илмий журнал. – 2024. – №4/3. –Б. 48-51.
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Rajapov M.Q. Afrigʼiylar sulolasi tarixining turk tilli tadqiqotlarda yoritilishi // Ijtimoiy-gumanitar
fanlarning dolzarb muammolari. – 2024. № 1 /4. – B. 23-26. (07.00.00. № 3)

19.

Rémusat.A. Nouveaux mélanges asiatiques. – Paris: Schubart et Heideloff, 1829. – P.226-229.

20.

Sachau E. Zur geschichte und chronologie von Khwarizm. –Wien: Bei Karl Gerolds Sohn, 1873. –
27-31 Seiten.,


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21.

Strange L.G. The Lands of the Eastern Califate.Cambridge,1905.

22.

Wolfram E. Das Toba-Reich Nord Chinas. – Leiden: Brill, 1949. – P.6-12

23.

Zelda K W., Coates P. Soviets in Central Asia. –London,1951. –P.31

24.

.

لاس .تخانش ناریا

۱۳۷۷

.

هرامش

۱۰

.

مزراوخ هیهاش نادناخ .زیورپ یئاکذا

25.

لاس .خیرات همانشهوژپ .نایناماس روهظ ات زاغآ زا )یغیرفآ( مزراوخ کولم .داوج یوره

۱۳۸۷

.

26.

وج یوره

لاس .یملاسا ندمت خیرات .مزراوخ رب نایناماس عبات تیمکاح نرق کی رد هزات یشهوژپ : قارع لآ .دا

۱۳۹۱

.

هرامش

۴۵

.

27.

لاس .ملاسا خیرات تاعلطم .مزراوخ حتف یاهتیاور یداقتنا لیلحت .لیعامسا هداز نسح

۱۳۹۰

.

هرامش

۸

.

Библиографические ссылки

I. A.Ozbayraktar.Afrig Hanedani: Harezm§ah 11. Muhammed’in Soyagaci Uzerine Bir Inceleme. Iran Cah^malan Dcrgisi. Cilt: 7, Sayi: 1.2023., ss.

A.Teneri. Harizm. Tiirkiye Diyanet Vakfi. Islam Ansiklopedesi.16 cilt. ss-218-2018

A.Usta. Samanilcr. Tiirkiye Diyanet Vakfi. Islam Ansiklopedesi.36 cilt. s-66

B.Avci.Selcuklularin ilk donemlerine Harezm bol.l.Harezm Bolgesi'nin Islam Ordulan Tarafindan Fethi 7-10.

Bosworth С. C.E. Bosworth.The Ghaznavids.History of Civilizations of Central Asia, vol IVa.-Paris:Unesco Publishing 1998. -P. 108.; Al-e A frig' // Encyclopaedia Iranica. - 1983. -№7. -P.743-745.; Al-c Ma mun // Encyclopaedia Iranica. - 1984. -№7. -P.762-764.

C.Heravi, A.Ozbayraktar. Al-i ‘Irak:Harezm'de Samanilere tabi yiiz yillik bir iktidar hakkinda yeni bir ara§tirma // ASOBID. - 2018. -№2(4). -S.61-73.; Erken islami donemde (93-205/712-821) Harezm'de yercl yonetim // Harezm§ahlar ve etrafindaki diinya. Ed.O.Bozan, M.Saylik. -Bursa, 2024. -S.16-17.

Daryacc T. The Fall of the Sasanian Empire and the End of Late Antiquity: Continuity and Change in the Province of Persis. PhD (Doctor of Philosophy). -Los Angeles, 1999.-P. -33.

Frye R.N. The political history of Iran under the Sasanians / The Cambridge History of Iran Vol.3. Part 1. Ed. Yarshater E. Cambridge: Cambridge Univercity Press, 1983. -P -.124.

Gibb.H. The Arab conquests in Central Asia. - London : Royal Asiatic Society, 1923. -43-50 pages.

Goeje.M.J. Das alte Bett des Oxsus Amu-daraja.-Leiden, 1875.;

Guignes J de. Memoire historique sur 1’origine des Huns ct des Tures. Paris. 1748.; Also, Histoirc generale des Huns, des Turks, des Mongols, et des autres Tartares Occidentaux. Paris, 1756.

Kurat A. Kuteybe bin Muslim'in Hvarizm ve Semerkand'i zabti. - Ankara:DTCF Dergisi.1948. -S.396-400.,

Landsell H. Russian Central Asia including Kuldja, Bukhara, Khiva and Merv. Vol. 1-11/ London, 1885.;

Ling.Y. Some Chinese Sources on the Khazars and Khwarazm // Archivum Eurasiae Medii Aevi. -2000.-№I I.-P. 339-341.

Pciliot P. Le nom du %warizm dans les textes chinois// T’oung Pao. -1938. -№ 34. - P. 146-152.

Rajapov M. A frig* atamasining kelib chiqishi xususida yangi qarashlar va yondashuvlar // Ma’muniy xorazmshohlar davrida Im-fan taraqqiyoti va lining jahon tamaddunida tutgan o‘rni mavzusida Xalqaro ilmiy-amaliy konferensiya. -Toshkent. -2024. -331-335-betlar

Rajapov M.Q. Afrig‘iylar sulolasi zamonaviy tadqiqotlarda: Yondashuvlar va muhim qarashlar // Хоразм Маъмун академияси ахборотномаси: илмий журнал. - 2024. - №4/3. -Б. 48-51. (07.00.00. № 15)

Rajapov M.Q. Afrig’iylar sulolasi tarixining turk tilli tadqiqotlarda yoritilishi // Ijtimoiy-gumanitar fanlaming dolzarb muammolari. - 2024. № I /4. - B. 23-26. (07.00.00. № 3)

Remusat.A. Nouveaux melanges asiatiques. - Paris: Schubart ct Heideloff, 1829. - P.226-229.

Sachau E. Zur geschichte und chronologic von Khwarizm. -Wien: Bei Karl Gerolds Sohn, 1873. -27-31 Seiten.,

Strange L.G. The Lands of the Eastern Califatc.Cambridgc,1905.

Wolfram E. Das Toba-Reich Nord Chinas. - Leiden: Brill, 1949. - P.6-12

Zelda К W., Coates P. Soviets in Central Asia. -London, 1951. -P.31

لاس .تخانش ناریا ۱۳۷۷ . هرامش ۱۰ . مزراوخ هیهاش نادناخ .زیورپ یئاکذا

لاس .خیرات همانشهوژپ .نایناماس روهظ ات زاغآ زا )یغیرفآ( مزراوخ کولم .داوج یوره ۱

وج یوره لاس .یملا سا ندمت خیرات .مزراوخ رب نایناماس عبات تیمکاح نرق کی رد هزات یشهوژپ : قارع لآ .دا ۱۳۹۱ .

لاس .ملا سا خیرات تاعلطم .مزراوخ حتف یاهتیاور یداقتنا لیلحت .لیعامسا هداز نسح ۱۳۹۰ . هرامش ۸